Welcome

THE WHALEN GROUP : We are highly motivated individuals dedicated to the financial health and well being of our clients.  Our strength is generated from our long-term commitment to our clients, our fellow associates, our staff, our industry and community. 

OUR CLIENTS:  We are committed to provide our clients with the highest quality of services and financial products.  Our goal is to help fulfill the clients’ financial objectives and resolve any challenges they may have.  We are sensitive to our clients’ ever-changing needs and dedicated to their long-term satisfaction.

OUR ASSOCIATES AND STAFF:  We maintain an open-door policy at all levels, encouraging the flow of communication and exchange of ideas.  We recognize the importance of each individual and his or her active role in the success of our entire firm.  Our team is known for our character, commitment, and competence.

OUR INDUSTRY:  We are committed to leading the financial services industry with our integrity, innovation, client satisfaction, and quality service.  We will continue to support our industry associations and take great pride in our individuals who hold active leadership roles in those organizations.

OUR COMMUNITY:  We are committed to the enhancement of the communities, of which we are a part, through our unwavering involvement and support of numerous community affairs and functions.  We see it as our responsibility to take active leadership roles in our communities and in other civic duties.

OUR WEB SITE:  We trust you will find our site valuable enough to bookmark as one of your favorites. We encourage you to take advantage of the many features we provide such as the "Tell a Friend" option. We hope our site will further your awareness of how our business works and of the services we provide. From our site, you can gather current quotes and news on individual stocks and funds, maintain and update your own personal portfolio, and send us any messages or questions. Thanks for being here! We appreciate your visit.

*Albert Whalen and Maureen Hester are Registered Representative of and offers securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AK, AZ, CA, CO, FL, ID, IL, IN, LA, MI, MN, NH, NM, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA, WI, and WV. No offers may be made or accepted from any resident outside the specific states referenced.

Al Whalen and  Maureen Hester are also separately registered as investment advisers under The Whalen Group entity, a registered investment adviser, offering advisory services in NV. As such these services are strictly intended for individuals residing in NV. 


Important Consumer Information:

A broker-dealer “BD”, investment adviser “IA”, a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disiplinary history of a broker-dealer, investment advisor, BD agent, or IA rep, a consumer should contact his or her state securiteis law administrator.